An export compliance audit is an integral part of a comprehensive export compliance program. It is an efficient way to ensure that a company’s internal export controls are sufficient and correct. Our audit will identify limitations and vulnerabilities that exist within your current system. Wilmarth & Associates’ compliance audits include a thorough review and written analysis of a company’s export transactions and activities in the following areas:
- Adequacy, accuracy, and effectiveness of export control policies, procedures and practices
- Accuracy of export documentation and maintenance of documents and records
- U.S. export licensing jurisdiction/classification of product
- Review of existing EAR and ITAR licenses, applications, use of licenses and license exceptions and exemption provisions
- Review of procedures for technical data and assistance provided to foreign customers and suppliers
- Review of control over Foreign Nationals including employees and subcontractors
- Review of facility controls related to export compliance
- Adherence to denial/debarment and other restricted parties list restrictions and required controls
- Legal liability and responsibility for export transactions
- Evaluation of service providers’ liability and responsibility
Gap Analyses
We are also able to complete remote Export Compliance Gap Analyses to ensure continued export compliance during this time. The gap analyses are carried out with virtual meetings with all export involved employees and the review of documentation. After the review of all information a report is issued on recommendations for enhanced compliance. Gap analyses cover a review of sample export shipments and documentation
